NOTE: This version of
Clausewitz's On War is the long-obsolete
J.J. Graham translation published in London in 1873. The 1976/84 is the standard translation today.
Book I—On the Nature of War
Chapter I
What is War?
1. Introduction.
WE propose to consider first the single elements of our subject,
then each branch or part, and, last of all, the whole, in all its relations—therefore
to advance from the simple to the complex. But it is necessary for us to commence
with a glance at the nature of the whole, because it is particularly necessary
that in the consideration of any of the parts the whole should be kept constantly
in view.
2. Definition.
We shall not enter into any of the abstruse definitions of war
used by publicists. We shall keep to the element of the thing itself, to a duel.
War is nothing but a duel on an extensive scale. If we would conceive as a unit
the countless number of duels which make up a war, we shall do so best by supposing
to ourselves two wrestlers. Each strives by physical force to compel the other
to submit to his will: his first object is to throw his adversary, and thus
to render him incapable of further resistance.
War therefore is an act of violence to compel our opponent
to fulfil our will.
Violence arms itself with the inventions of Art and Science in
order to contend against violence. Self-imposed restrictions, almost imperceptible
and hardly worth mentioning, termed usages of International Law, accompany it
without essentially impairing its power. Violence, that is to say physical force
(for there is no moral force without the conception of states and law), is therefore
the means; the compulsory submission of the enemy to our will is the
ultimate object. In order to attain this object fully, the enemy must
be disarmed; and this is, correctly speaking, the real aim of hostilities in
theory. It takes the place of the final object, and puts it aside in a manner
as something not properly belonging to war.
3. Utmost use of force.
Now, philanthropists may easily imagine there is a skilful method
of disarming and overcoming an enemy without causing great bloodshed, and that
this is the proper tendency of the art of War. However plausible this may appear,
still it is an error which must be extirpated; for in such dangerous things
as war, the errors which proceed from a spirit of benevolence are just the worst.
As the use of physical power to the utmost extent by no means excludes the co-operation
of the intelligence, it follows that he who uses force unsparingly, without
reference to the quantity of bloodshed, must obtain a superiority if his adversary
does not act likewise. By such means the former dictates the law to the latter,
and both proceed to extremities, to which the only limitations are those imposed
by the amount of counteracting force on each side.
This is the way in which the matter must be viewed; and it is
to no purpose, and even acting against one's own interest, to turn away from
the consideration of the real nature of the affair, because the coarseness of
its elements excites repugnance.
If the wars of civilised people are less cruel and destructive
than those of savages, the difference arises from the social condition both
of states in themselves and in their relations to each other. Out of this social
condition and its relations war arises, and by it war is subjected to conditions,
is controlled and modified. But these things do not belong to war itself; they
are only given conditions; and to introduce into the philosophy of war itself
a principle of moderation would be an absurdity.
The fight between men consists really of two different elements,
the hostile feeling and the hostile view. In our definition of
war, we have chosen as its characteristic the latter of these elements, because
it is the most general. It is impossible to conceive the passion of hatred of
the wildest description, bordering on mere instinct, without combining with
it the idea of a hostile intention. On the other hand, hostile intentions may
often exist without being accompanied by any, or at all events, by any extreme
hostility of feeling. Amongst savages views emanating from the feelings, amongst
civilised nations those emanating from the understanding, have the predominance;
but this difference is not inherent in a state of barbarism, and in a state
of culture in themselves it arises from attendant circumstances, existing institutions,
etc., and therefore is not to be found necessarily in all cases, although it
prevails in the majority. In short, even the most civilised nations may burn
with passionate hatred of each other.
We may see from this what a fallacy it would be to refer the war
of a civilised nation entirely to an intelligent act on the part of the Government,
and to imagine it as continually freeing itself more and more from all feeling
of passion in such a way that at last the physical masses of combatants would
no longer be required; in reality, their mere relations would suffice—a kind
of algebraic action.
Theory was beginning to drift in this direction until the facts
of the last war taught it better. If war is an act of force, it belongs
necessarily also to the feelings. If it does not originate in the feelings,
it re-acts more or less upon them, and this more or less depends not on the
degree of civilisation, but upon the importance and duration of the interests
involved.
Therefore, if we find civilised nations do not put their prisoners
to death, do not devastate towns and countries, this is because their intelligence
exercises greater influence on their mode of carrying on war, and has taught
them more effectual means of applying force than these rude acts of mere instinct.
The invention of gunpowder, the constant progress of improvements in the construction
of firearms are sufficient proofs that the tendency to destroy the adversary
which lies at the bottom of the conception of war, is in no way changed or modified
through the progress of civilisation.
We therefore repeat our proposition, that war is an act of violence,
which in its application knows no bounds; as one dictates the law to the other,
there arises a sort of reciprocal action, which in the conception, must lead
to an extreme. This is the first reciprocal action, and the first extreme with
which we meet (first reciprocal action).
4.—The aim is to disarm the enemy.
We have already said that the aim of the action in war is to disarm the enemy,
and we shall now show that this in theoretical conception at least is necessary.
If our opponent is to be made to comply with our will, we must place him in
a situation which is more oppressive to him than the sacrifice which we demand;
but the disadvantages of this position must naturally not be of a transitory
nature, at least in appearance, otherwise the enemy, instead of yielding, will
hold out, in the prospect of a change for the better. Every change in this position
which is produced by a continuation of the war, should therefore be a change
for the worse, at least, in idea. The worst position in which a belligerent
can be placed is that of being completely disarmed. If, therefore, the enemy
is to be reduced to submission by an act of war, he must either be positively
disarmed or placed in such a position that he is threatened with it according
to probability. From this it follows that the disarming or overthrow of the
enemy, whichever we call it, must always be the aim of warfare. Now war is always
the shock of two hostile bodies in collision, not the action of a living power
upon an inanimate mass, because an absolute state of endurance would not be
making war; therefore what we have just said as to the aim of action in war
applies to both parties. Here then is another case of reciprocal action. As
long as the enemy is not defeated, I have to apprehend that he may defeat me,
then I shall be no longer my own master, but he will dictate the law to me as
I did to him. This is the second reciprocal action and leads to a second extreme (second reciprocal action).
5.—Utmost exertion of powers.
If we desire to defeat the enemy, we must proportion our efforts to his powers
of resistance. This is expressed by the product of two factors which cannot
be separated, namely, the sum of available means and the strength
of the will. The sum of the available means may be estimated in a measure,
as it depends (although not entirely) upon numbers; but the strength of volition,
is more difficult to determine, and can only be estimated to a certain extent
by the strength of the motives. Granted we have obtained in this way an approximation
to the strength of the power to be contended with, we can then take a review
of our own means, and either increase them so as to obtain a preponderance,
or in case we have not the resources to effect this, then do our best by increasing
our means as far as possible. But the adversary does the same; therefore there
is a new mutual enhancement, which in pure conception, must create a fresh effort
towards an extreme. This is the third case of reciprocal action, and a third
extreme with which we meet (third reciprocal action). 6.—Modification in the reality.
Thus reasoning in the abstract, the mind cannot stop short of an extreme, because
it has to deal with an extreme, with a conflict of forces left to themselves,
and obeying no other but their own inner laws. If we should seek to deduce from
the pure conception of war an absolute point for the aim which we shall propose
and for the means which we shall apply, this constant reciprocal action would
involve us in extremes, which would be nothing but a play of ideas produced
by an almost invisible train of logical subtleties. If adhering closely to the
absolute, we try to avoid all difficulties by a stroke of the pen, and insist
with logical strictness that in every case the extreme must be the object, and
the utmost effort must be exerted in that direction, such a stroke of the pen
would be a mere paper law, not by any means adapted to the real world.
Even supposing this extreme tension of forces was an absolute which could easily
be ascertained, still we must admit that the human mind would hardly submit
itself to this kind of logical chimera. There would be in many cases an unnecessary
waste of power, which would be in opposition to other principles of statecraft;
an effort of will would be required disproportioned to the proposed object,
and which therefore it would be impossible to realise, for the human will does
not derive its impulse from logical subtleties.
But everything takes a different form when we pass from abstractions to reality.
In the former everything must be subject to optimism, and we must imagine the
one side as well as the other, striving after perfection and even attaining
it. Will this ever take place in reality? It will if
1, War becomes a completely isolated act, which arises suddenly and is in no
way connected with the previous history of the states;
2, If it is limited to a single solution, or to several simultaneous solutions;
3, If it contains within itself the solution perfect and complete, free from
any reaction upon it, through a calculation beforehand of the political situation
which will follow from it.
7.—War is never an isolated act.
With regard to the first point, neither of the two opponents is an abstract
person to the other, not even as regards that factor in the sum of resistance,
which does not depend on objective things, viz., the will. This will is not
an entirely unknown quantity; it indicates what it will be to-morrow by what
it is to-day. War does not spring up quite suddenly, it does not spread to the
full in a moment; each of the two opponents can, therefore, form an opinion
of the other, in a great measure, from what he is and what he does; instead
of judging of him according to what he, strictly speaking, should be or should
do. But, now, man with his incomplete organisation is always below the line
of absolute perfection, and thus these deficiencies, having an influence on
both sides, become a modifying principle.
8.—It does not consist of a single instantaneous blow.
The second point gives rise to the following considerations:—
If war ended in a single solution, or a number of simultaneous ones, then naturally
all the preparations for the same would have a tendency to the extreme, for
an omission could not in any way be repaired; the utmost, then, that the world
of reality could furnish as a guide for us would be the preparations of the
enemy, as far as they are known to us; all the rest would fall into the domain
of the abstract. But if the result is made up from several successive acts,
then naturally that which precedes with all its phases may be taken as a measure
for that which will follow, and in this manner the world of reality here again
takes the place of the abstract, and thus modifies the effort towards the extreme.
Yet every war would necessarily resolve itself into a single solution, or a
sum of simultaneous results, if all the means required for the struggle were
raised at once, or could be at once raised; for as one adverse result necessarily
diminishes the means, then if all the means have been applied in the first,
a second cannot properly be supposed. All hostile acts which might follow would
belong essentially to the first, and form in reality only its duration.
But we have already seen that even in the preparation for war the real world
steps into the place of mere abstract conception—a material standard into the
place of the hypotheses of an extreme: that therefore in that way both parties,
by the influence of the mutual reaction, remain below the line of extreme effort,
and therefore all forces are not at once brought forward.
It lies also in the nature of these forces and their application, that they
cannot all be brought into activity at the same time. These forces are the
armies actually on foot, the country, with its superficial extent and its
population, and the allies.
In point of fact the country, with its superficial area and the population,
besides being the source of all military force, constitutes in itself an integral
part of the efficient quantities in war, providing either the theatre of war
or exercising a considerable influence on the same.
Now it is possible to bring all the moveable military forces of a country into
operation at once, but not all fortresses, rivers, mountains, people, etc.,
in short not the whole country, unless it is so small that it may be completely
embraced by the first act of the war. Further, the co-operation of allies does
not depend on the will of the belligerents; and from the nature of the political
relations of states to each other, this co-operation is frequently not afforded
until after the war has commenced, or it may be increased to restore the balance
of power.
That this part of the means of resistance, which cannot at once be brought
into activity, in many cases is a much greater part of the whole than might
at first be supposed, and that it often restores the balance of power, seriously
affected by the great force of the first decision, will be more fully shown
hereafter. Here it is sufficient to show that a complete concentration of all
available means in a moment of time, is contradictory to the nature of war.
Now this, in itself, furnishes no ground for relaxing our efforts to accumulate
strength to gain the first result, because an unfavourable issue is always a
disadvantage to which no one would purposely expose himself, and also because
the first decision, although not the only one, still will have the more influence
on subsequent events, the greater it is itself.
But the possibility of gaining a later result causes men to take refuge in
that expectation owing to the repugnance, in the human mind, to making excessive
efforts; and therefore forces are not concentrated and measures are not taken
for the first decision with that energy which would otherwise be used. Whatever
one belligerent omits from weakness, becomes to the other a real objective ground
for limiting his own efforts, and thus again, through this reciprocal action,
extreme tendencies are brought down to efforts on a limited scale.
9.—The result in war is never absolute.
Lastly, even the final decision of a whole war is not always to be regarded
as absolute. The conquered state often sees in it only a passing evil, which
may be repaired in after times by means of political combinations. How much
this also must modify the degree of tension and the vigour of the efforts made
is evident in itself.
10.—The probabilities of real life take the place of the conceptions of the extreme and the absolute.
In this manner the whole act of war is removed from under the rigorous law
of forces exerted to the utmost. If the extreme is no longer to be apprehended,
and no longer to be sought for, it is left to the judgment to determine the
limits for the efforts to be made in place of it; and this can only be done
on the data furnished by the facts of the real world by the laws of probability.
Once the belligerents are no longer mere conceptions but individual states and
governments, once the war is no longer an ideal, but a definite substantial
procedure, then the reality will furnish the data to compute the unknown quantities
which are required to be found.
From the character, the measures, the situation of the adversary, and the relations
with which he is surrounded, each side will draw conclusions by the law of probability
as to the designs of the other, and act accordingly.
11.—The political object now reappears.
Here, now, forces itself again into consideration a question which we had laid
aside (see No. 2), that is, the political object of the war. The law
of the extreme, the view to disarm the adversary, to overthrow him, has hitherto
to a certain extent usurped the place of this end or object. Just as this law
loses its force, the political object must again come forward. If the whole
consideration is a calculation of probability based on definite persons and
relations, then the political object, being the original motive, must be an
essential factor in the product. The smaller the sacrifice we demand from our
opponent, the smaller it may be expected will be the means of resistance which
he will employ; but the smaller his are, the smaller will ours require to be.
Further, the smaller our political object, the less value shall we set upon
it, and the more easily shall we be induced to give it up altogether.
Thus, therefore, the political object, as the original motive of the war, will
be the standard for determining both the aim of the military force, and also
the amount of effort to be made. This it cannot be in itself; but it is so in
relation to both the belligerent states, because we are concerned with realities,
not with mere abstractions. One and the same political object may produce totally
different effects upon different people, or even upon the same people at different
times; we can, therefore, only admit the political object as the measure, by
considering it in its effects upon those masses which it is to move, and consequently
the nature of those masses also comes into consideration. It is easy to see
that thus the result may be very different according as these masses are animated
with a spirit which will infuse vigour into the action or otherwise. It is quite
possible for such a state of feeling to exist between two states that a very
trifling political motive for war may produce an effect quite disproportionate,
in fact, a perfect explosion.
This applies to the efforts which the political object will call forth in the
two states, and to the aim which the military action shall prescribe for itself.
At times it may itself be that aim, as for example the conquest of a province.
At other times, the political object itself is not suitable for the aim of military
action; then such a one must be chosen as will be an equivalent for it, and
stand in its place as regards the conclusion of peace. But, also, in this, due
attention to the peculiar character of the states concerned is always supposed.
There are circumstances in which the equivalent must be much greater than the
political object in order to secure the latter. The political object will be
so much the more the standard of aim and effort, and have more influence in
itself, the more the masses are indifferent, the less that any mutual feeling
of hostility prevails in the two states from other causes, and, therefore, there
are cases where the political object almost alone will be decisive.
If the aim of the military action is an equivalent for the political object,
that action will in general diminish as the political object diminishes, and
that in a greater degree the more the political object dominates; and so is
explained how, without any contradiction in itself, there may be wars of all
degrees of importance and energy, from a war of extermination, down to the mere
use of an army of observation. This, however, leads to a question of another
kind which we have hereafter to develop and answer.
12.— A suspension in the action of war unexplained by anything said as yet.
However insignificant the political claims mutually advanced, however weak
the means put forth, however small the aim to which military action is directed,
can this action be suspended even for a moment? This is a question which penetrates
deeply into the nature of the subject.
Every transaction requires for its accomplishment a certain time which we call
its duration. This may be longer or shorter, according as the person acting
throws more or less despatch into his movements.
About this more or less we shall not trouble ourselves here. Each person acts
in his own fashion; but the slow person does not protract the thing because
he wishes to spend more time about it, but because, by his nature, he requires
more time, and if he made more haste, would not do the thing so well. This time,
therefore, depends on subjective causes, and belongs to the length, so-called,
of the action.
If we allow now to every action in war this, its length, then we must assume,
at first sight at least, that any expenditure of time beyond this length, that
is, every suspension of hostile action appears an absurdity; with respect to
this it must not be forgotten that we now speak not of the progress of one or
other of the two opponents, but of the general progress of the whole action
of the war.
13.—There is only one cause which can suspend the action, and this seems to be only possible on one side in any case.
If two parties have armed themselves for strife, then a feeling of animosity
must have moved them to it; as long now as they continue armed, that is do not
come to terms of peace, this feeling must exist; and it can only be brought
to a standstill by either side by one single motive alone, which is, that
he waits for a more favourable moment for action. Now at first sight it
appears that this motive can never exist except on one side, because it, eo
ipso, must be prejudicial to the other. If the one has an interest in acting,
then the other must have an interest in waiting.
A complete equilibrium of forces can never produce a suspension of action,
for during this suspension he who has the positive object (that is the assailant)
must continue progressing; for if we should imagine an equilibrium in this way,
that he who has the positive object, therefore the strongest motive, can at
the same time only command the lesser means, so that the equation is made up
by the product of the motive and the power, then we must say, if no alteration
in this condition of equilibrium is to be expected, the two parties must make
peace; but if an alteration is to be expected, then it can only be favourable
to one side, and therefore the other has a manifest interest to act without
delay. We see that the conception of an equilibrium cannot explain a suspension
of arms, but that it ends in the question of the expectation of a more favourable
moment.
Let us suppose, therefore, that one of two states has a positive object, as,
for instance, the conquest of one of the enemy's provinces—which is to be utilised
in the settlement of peace. After this conquest his political object is accomplished,
the necessity for action ceases, and for him a pause ensues. If the adversary
is also contented with this solution he will make peace, if not he must act.
Now, if we suppose that in four weeks he will be in a better condition to act,
then he has sufficient grounds for putting off the time of action.
But from that moment the logical course for the enemy appears to be to act
that he may not give the conquered party the desired time. Of course,
in this mode of reasoning a complete insight into the state of circumstances
on both sides, is supposed.
14.—Thus a continuance of action will ensue which will advance towards a climax.
If this unbroken continuity of hostile operations really existed, the effect
would be that everything would again be driven towards the extreme; for irrespective
of the effect of such incessant activity in inflaming the feelings and infusing
into the whole a greater degree of passion, a greater elementary force, there
would also follow from this continuance of action, a stricter continuity, a
closer connection between cause and effect, and thus every single action would
become of more importance, and consequently more replete with danger.
But we know that the course of action in war has seldom or never this unbroken
continuity, and that there have been many wars in which action occupied by far
the smallest portion of time employed, the whole of the rest being consumed
in inaction. It is impossible that this should be always an anomaly, and suspension
of action in war must be possible, that is no contradiction in itself. We now
proceed to show this, and how it is.
15.—Here, therefore, the principle of polarity is brought into requisition.
As we have supposed the interests of one commander to be always antagonistic
to those of the other, we have assumed a true polarity. We reserve a
fuller explanation of this for another chapter, merely making the following
observation on it at present.
The principle of polarity is only valid when it can be conceived in one and
the same thing, where the positive and its opposite the negative, completely
destroy each other. In a battle both sides strive to conquer; that is true polarity,
for the victory of the one side destroys that of the other. But when we speak
of two different things, which have a common relation external to themselves,
then it is not the things but their relations which have the polarity.
16.—Attack and defence are things differing in kind and of unequal force. Polarity is, therefore, not applicable to them.
If there was only one form of war, to wit the attack of the enemy, therefore
no defence; or in other words, if the attack was distinguished from the defence
merely by the positive motive, which the one has and the other has not, but
the fight precisely one and the same: then in this sort of fight every advantage
gained on the one side would be a corresponding disadvantage on the other, and
true polarity would exist.
But action in war is divided into two forms, attack and defence, which, as
we shall hereafter explain more particularly, are very different and of unequal
strength. Polarity, therefore, lies in that to which both bear a relation, in
the decision, but not in the attack or defence itself.
If the one commander wishes the solution put off, the other must wish to hasten
it; but certainly only in the same form of combat. If it is A's interest not
to attack his enemy at present but four weeks hence, then it is B's interest
to be attacked, not four weeks hence, but at the present moment. This is the
direct antagonism of interests, but it by no means follows that it would be
for B's interest to attack A at once. That is plainly something totally different.
17.—The effect of Polarity is often destroyed by the superiority of the
Defence over the Attack, and thus the suspension of action in war is explained.
If the form of defence is stronger than that of offence, as we shall hereafter
show, the question arises, Is the advantage of a deferred decision as great
on the one side as the advantage of the defensive form on the other? If it is
not, then it cannot by its counter-weight overbalance the latter, and thus influence
the progress of the action of the war. We see, therefore, that the impulsive
force existing in the polarity of interests may be lost in the difference between
the strength of the offensive and defensive, and thereby become ineffectual.
If, therefore, that side for which the present is favourable is too weak to
be able to dispense with the advantage of the defensive, he must put up with
the unfavourable prospects which the future holds out; for it may still be better
to fight a defensive battle in the unpromising future than to assume the offensive
or make peace at present. Now, being convinced that the superiority of the defensive
(rightly understood) is very great, and much greater than may appear at first
sight, we conceive that the greater number of those periods of inaction which
occur in war are thus explained without involving any contradiction. The weaker
the motives to action are, the more will those motives be absorbed and neutralised
by this difference between attack and defence, the more frequently, therefore,
will action in warfare be stopped, as indeed experience teaches.
18.—A second ground consists in the imperfect knowledge of circumstances.
But there is still another cause which may stop action in war, that is an incomplete
view of the situation. Each commander can only fully know his own position;
that of his opponent can only be known to him by reports, which are uncertain;
he may, therefore, form a wrong judgment with respect to it upon data of this
description, and, in consequence of that error, he may suppose that the initiative
is properly with his adversary when it is really with himself. This want of
perfect insight might certainly just as often occasion an untimely action as
untimely inaction, and so it would in itself no more contribute to delay than
to accelerate action in war. Still, it must always be regarded as one of the
natural causes which may bring action in war to a standstill without involving
a contradiction. But if we reflect how much more we are inclined and induced
to estimate the power of our opponents too high than too low, because it lies
in human nature to do so, we shall admit that our imperfect insight into facts
in general must contribute very much to stop action in war, and to modify the
principle of action.
The possibility of a standstill brings into the action of war a new modification,
inasmuch as it dilutes that action with the element of Time, checks the influence
or sense of danger in its course, and increases the means of reinstating a lost
balance of force. The greater the tension of feelings from which the war springs,
the greater, therefore, the energy with which it is carried on, so much the
shorter will be the periods of inaction; on the other hand, the weaker the principle
of warlike activity, the longer will be these periods: for powerful motives
increase the force of the will, and this, as we know, is always a factor in
the product of force.
19.—Frequent periods of inaction in war remove it further from the absolute, and make it still more a calculation of probabilities.
But the slower the action proceeds in war, the more frequent and longer the
periods of inaction, so much the more easily can an error be repaired; therefore
so much the bolder a general will be in his calculations, so much the more readily
will he keep them below the line of absolute, and build everything upon probabilities
and conjecture. Thus, according as the course of the war is more or less slow,
more or less time will be allowed for that which the nature of a concrete case
particularly requires, calculation of probability based on given circumstances.
20.—It therefore now only wants the element of chance to make of it a game, and in that element it is least of all deficient.
We see from the foregoing how much the objective nature of war makes it a calculation
of probabilities; now there is only one single element still wanting to make
it a game, and that element it certainly is not without: it is chance. There
is no human affair which stands so constantly and so generally in close connection
with chance as war. But along with chance, the accidental, and along with it
good luck, occupy a great place in war.
21.—As war is a game through its objective nature, so also is it through its subjective.
If we now take a look at the subjective nature of war, that is at those
powers with which it is carried on, it will appear to us still more like a game.
The element in which the operations of war are carried on is danger; but which
of all the moral qualities is the first in danger? Courage. Now certainly
courage is quite compatible with prudent calculation, but still they are things
of quite a different kind, essentially different qualities of the mind; on the
other hand, daring reliance on good fortune, boldness, rashness, are only expressions
of courage, and all these propensities of the mind look for the fortuitous (or
accidental), because it is their element.
We see therefore how from the commencement, the absolute, the mathematical
as it is called, no where finds any sure basis in the calculations in the art
of war; and that from the outset there is a play of possibilities, probabilities,
good and bad luck, which spreads about with all the coarse and fine threads
of its web, and makes war of all branches of human activity the most like a
game of cards.
22.—How this accords best with the human mind in general.
Although our intellect always feels itself urged towards clearness and certainty,
still our mind often feels itself attracted by uncertainty. Instead of threading
its way with the understanding along the narrow path of philosophical investigations
and logical conclusions, in order almost unconscious of itself, to arrive in
spaces where it feels itself a stranger, and where it seems to part from all
well known objects, it prefers to remain with the imagination in the realms
of chance and luck. Instead of living yonder on poor necessity, it revels here
in the wealth of possibilities; animated thereby, courage then takes wings to
itself, and daring and danger make the element into which it launches itself,
as a fearless swimmer plunges into the stream.
Shall theory leave it here, and move on, self satisfied with absolute conclusions
and rules? Then it is of no practical use. Theory must also take into account
the human element; it must accord a place to courage, to boldness, even to rashness.
The art of war has to deal with living and with moral forces; the consequence
of which is that it can never attain the absolute and positive. There is therefore
everywhere a margin for the accidental; and just as much in the greatest things
as in the smallest. As there is room for this accidental on the one hand, so
on the other there must be courage and self-reliance in proportion to the room
left. If these qualities are forthcoming in a high degree, the margin left may
likewise be great. Courage and self reliance are therefore principles quite
essential to war; consequently theory must only set up such rules as allow ample
scope for all degrees and varieties of these necessary and noblest of military
virtues. In daring there may still be wisdom also, and prudence as well, only
that they are estimated by a different standard of value.
23.—War is always a serious means for a serious object. Its more particular definition.
Such is war; such the commander who conducts it; such the theory which rules
it. But war is no pastime; no mere passion for venturing and winning; no work
of a free enthusiasm; it is a serious means for a serious object. All that appearance
which it wears from the varying hues of fortune, all that it assimilates into
itself of the oscillations of passion, of courage, of imagination, of enthusiasm,
are only particular properties of this means.
The war of a community—of whole nations and particularly of civilised nations—always
starts from a political condition, and is called forth by a political motive.
It is therefore a political act. Now if it was a perfect, unrestrained and absolute
expression of force, as we had to deduce it from its mere conception, then the
moment it is called forth by policy it would step into the place of policy,
and as something quite independent of it would set it aside, and only follow
its own laws, just as a mine at the moment of explosion cannot be guided into
any other direction than that which has been given to it by preparatory arrangements.
This is how the thing has really been viewed hitherto, whenever a want of harmony
between policy and the conduct of a war has led to theoretical distinctions
of the kind. But it is not so, and the idea is radically false. War in the real
world, as we have already seen, is not an extreme thing which expends itself
at one single discharge; it is the operation of powers which do not develop
themselves completely in the same manner and in the same measure, but which
at one time expand sufficiently to overcome the resistance opposed by inertia
or friction, while at another they are too weak to produce an effect; it is
therefore, in a certain measure, a pulsation of violent force more or less vehement,
consequently making its discharges and exhausting its powers more or less quickly,
in other words conducting more or less quickly to the aim, but always lasting
long enough to admit of influence being exerted on it in its course, so as to
give it this or that direction, in short to be subject to the will of a guiding
intelligence. Now if we reflect that war has its root in a political object,
then naturally this original motive which called it into existence should also
continue the first and highest consideration in the conduct of it. Still the
political object is no despotic lawgiver on that account; it must accommodate
itself to the nature of the means, and through that is often completely changed,
but it always remains that which has a prior right to consideration. Policy
therefore is interwoven with the whole action of war, and must exercise a continuous
influence upon it as far as the nature of the forces exploding in it will permit. 24.—War is a mere continuation of policy by other means.
We see, therefore, that war is not merely a political act, but also a real
political instrument, a continuation of political commerce, a carrying out of
the same by other means. All beyond this which is strictly peculiar to war relates
merely to the peculiar nature of the means which it uses. That the tendencies
and views of policy shall not be incompatible with these means, the art of war
in general and the commander in each particular case may demand, and this claim
is truly not a trifling one. But however powerfully this may react on political
views in particular cases, still it must always be regarded as only a modification
of them; for the political view is the object, war is the means, and the means
must always include the object in our conception.
25.—Diversity in the nature of wars.
The greater and more powerful the motives of a war, the more it affects the
whole existence of a people, the more violent the excitement which precedes
the war, by so much the nearer will the war approach to its abstract form, so
much the more will it be directed to the destruction of the enemy, so much the
nearer will the military and political ends coincide, so much the more purely
military and less political the war appears to be; but the weaker the motives
and the tensions, so much the less will the natural direction of the military
element—that is, force—be coincident with the direction which the political
element indicates; so much the more must therefore the war become diverted from
its natural direction, the political object diverge from the aim of an ideal
war, and the war appear to become political.
But that the reader may not form any false conceptions, we must here observe
that, by this natural tendency of war, we only mean the philosophical, the strictly
logical, and by no means the tendency of forces actually engaged in conflict,
by which would be supposed to be included all the emotions and passions of the
combatants. No doubt in some cases these also might be excited to such a degree
as to be with difficulty restrained and confined to the political road; but
in most cases such a contradiction will not arise, because, by the existence
of such strenuous exertions a great plan in harmony therewith would be implied.
If the plan is directed only upon a small object, then the impulses of feeling
amongst the masses will be also so weak, that these masses will require to be
stimulated rather than repressed.
26.—They may all be regarded as political acts.
Returning now to the main subject, although it is true that in one kind of
war the political element seems almost to disappear, whilst in another kind
it occupies a very prominent place, we may still affirm that the one is as political
as the other; for if we regard the state policy as the intelligence of the personified
state, then amongst all the constellations in the political sky which it has
to compute, those must be included which arise when the nature of its relations
imposes the necessity of a great war. It is only if we understand by policy
not a true appreciation of affairs in general, but the conventional conception
of a cautious, subtle, also dishonest craftiness, averse from violence, that
the latter kind of war may belong more to policy than the first.
27.—Influence of this view on the right understanding of military history, and on the foundations of theory.
We see, therefore, in the first place, that under all circumstances war is
to be regarded not as an independent thing, but as a political instrument; and
it is only by taking this point of view that we can avoid finding ourselves
in opposition to all military history. This is the only means of unlocking the
great book and making it intelligible. Secondly, just this view shows us how
wars must differ in character according to the nature of the motives and circumstances
from which they proceed.
Now, the first, the grandest, and most decisive act of judgment which the statesman
and general exercises is rightly to understand in this respect the war in which
he engages, not to take it for something, or to wish to make of it something
which, by the nature of its relations, it is impossible for it to be. This is,
therefore, the first, the most comprehensive of all strategical questions. We
shall enter into this more fully in treating of the plan of a war.
For the present we content ourselves with having brought the subject up to
this point, and having thereby fixed the chief point of view from which war
and its theory are to be studied. 28.—Result for theory.
War is, therefore, not only a true chameleon, because it changes its nature
in some degree in each particular case, but it is also, as a whole, in relation
to the predominant tendencies which are in it, a wonderful trinity, composed
of the original violence of its elements, hatred and animosity, which may be
looked upon as blind instinct; of the play of probabilities and chance, which
make it a free activity of the soul; and of the subordniate nature of a political
instrument, by which it belongs purely to the reason.
The first of these three phases concerns more the people; the second more the
general and his army; the third more the Government. The passions which break
forth in war must already have a latent existence in the peoples. The range
which the display of courage and talents shall get in the realm of probabilities
and of chance depends on the particular characteristics of the general and his
army; but the political objects belong to the Government alone.
These three tendencies, which appear like so many different lawgivers, are
deeply rooted in the nature of the subject, and at the same time variable in
degree. A theory which would leave any one of them out of account, or set up
any arbitrary relation between them, would immediately become involved in such
a contradiction with the reality, that it might be regarded as destroyed at
once by that alone.
The problem is, therefore, that theory shall keep itself poised in a manner
between these three tendencies, as between three points of attraction.
The way in which alone this difficult problem can be solved we shall examine
in the book on the "Theory of War." In every case the conception of war, as
here defined, will be the first ray of light which shows us the true foundation
of theory, and which first separates the great masses, and allows us to distinguish
them from one another.