Christopher Bassford, Clausewitz
in English: The Reception of Clausewitz in Britain and America, 1815-1945
(New York: Oxford University Press, 1994).
Chapter 11.
The Sea Power Theorists
German naval writers were also interested in Clausewitz,
of course, and even though the predominant naval theorists of the era
were Anglo-Saxons, German naval writings sometimes found their way into
English. Rear-Admiral Baron Curt von Maltzahn (1849-1930), appointed professor
of naval strategy at the German naval academy in 1898 and director in
1899, published an article on Clausewitz and naval warfare in June 1905.
It was promptly translated and circulated at the Royal Navy's War College
at Portsmouth as "What Lesson Has General von Clausewitz's Work, `On War,'
for the Naval Officer?" (1)
Maltzahn's analysis was no doubt of great interest to his British readers,
not least because of his emphasis on England as both model and enemy.
His discussion drew on many British examples, including the Pitts and
the Peninsular War. In particular, he drew parallels between the ideas
of Clausewitz and Horatio Nelson, emphasizing their common focus on the
destruction of the enemy's armed forces. Maltzahn represented England
as a nation that saw both war and commerce as weapons to be used in pursuit
of policy, implying a moral equivalence between the two. His view of the
Anglo-German naval race could only have been seen as a naked threat: "In
the case of England, the rendering the enemy defenceless, that is, gaining
the command of the sea, approximates so closely to the object of war that
it to some extent takes the place of that object `as something not strictly
pertaining to war.'" In other words, England could be rendered subservient
to Germany's will merely by depriving her of superiority at sea. Maltzahn
argued that "we only need to take up the thread of [Clausewitz's] argument
... to apply it direct[ly] to naval war." He placed the emphasis of naval
warfare on destruction of the enemy fleet, although he acknowledged that
not all battles must have that purpose. Like Caemmerer, he sided with
Bismarck against Moltke on the relationship of war and policy, stating
explicitly that "not only the `main outlines of the war' ... but also
the actual conduct of the war `comes under the political, and not the
military authorities.'" On the issue of attack and defense, however, he
contended that the nature of the sea, as an area belonging to neither
side in peacetime, permitted no distinction between the strategic offense
and defense; the latter started at the enemy's shoreline. The lack of
terrain features meant that there was no tactical difference either.
Clausewitz also appeared prominently in the 1898 American translation
of an important Russian work on naval theory: S.O. Makarov's book on naval
tactics. Makarov was an energetic military reformer, as was typical also
of those Britons who cited Clausewitz. Makarov's many references clearly
derive from the Principles of War, not On War. The most
striking impression he drew from the Prussian author was the importance
of seeking "death with honor"; that is, it is better to go down to defeat
in a manner that creates the basis for a national renewal than to survive
in a manner that calls into question the state's raison d'être.
He was also impressed by Clausewitz's insistence on boldness and taking
the initiative. (2) Practicing what he preached, Makarov
was killed in battle with the Japanese in 1904 while trying to inspire
his sailors by example.
The influence of Clausewitz can also be found in Anglo-Saxon naval writers
of this period. Clausewitz may in fact have penetrated both the British
and American navies long before he became well known in the U.S. Army.
In Britain, prominent navalists like Admiral Philip Howard Colomb, James
Thursfield, and (above all) Julian Corbett drew on Clausewitz. In the
United States, On War was the very first book on the Naval War
College's recommended reading list as early as 1894 (although its position
there may be an accident of alphabetization). (3)
By 1910, books by Clausewitz, Wilkinson, and Corbett were high on this
list. (4)
The American Alfred Thayer Mahan, the dominant naval
writer of the era and an original theorist in his own right, made few
references to Clausewitz and drew heavily on Jomini. Nonetheless, by the
1890s Mahan--who did not read German--had become familiar with at least
the broad outlines of Clausewitz's thought. (5) Mahan's
interest is further evidenced by his marginal notes in a copy of Major
Murray's 1909 The Reality of War. (6) Although
he called Clausewitz "one of the first of authorities" and occasionally
drew on specifically Clausewitzian themes, he found him to be in essential
agreement with Jomini in all significant respects. (7)
Mahan therefore continued to put forth his arguments in largely Jominian
terms. (8) One of the points that most impressed him
about Jomini was the Swiss theorist's grasp of the tight connections between
war and foreign policy. This is a major theme in Mahan's own work, as
he sought always to integrate naval operations with "diplomacy."
Mahan was also influenced by his chief British
competitor, the naval theorist Julian Stafford Corbett (1854-1922). Originally
a lawyer and then a war correspondent for the Pall Mall Gazette
and a historical novelist, Corbett published his first scholarly work
on naval history in 1898. (9) He began lecturing in
the Royal Navy's War Course in 1902. In 1903 he became Ford Lecturer in
English History at Oxford.
Corbett was essentially a historian, and a better one than Mahan, who
based his work on secondary sources. Corbett worked principally with primary
sources and did not have a high opinion of Mahan's abilities as either
a historian or a strategist. He had, as well, a strong interest in tactics
and contemporary policy. Less well known than Mahan, he was influential
enough to be knighted in 1917 for his work as secretary of the Historical
Section of the Committee of Imperial Defence. He early became an important
member of Admiral Fisher's circle. Corbett's biographer, Donald M. Schurman,
suggests that Corbett's most important influence on Fisher was to keep
him reminded of the human, moral, and intellectual side of war.
(10) During the war, Corbett would draft the general instructions
to Admiral Jellicoe, commander in chief of the Grand Fleet.
(11) Corbett's thinking may in fact have been a major influence in
forming Jellicoe's cautious and almost certainly correct policy of "not
losing the war in an afternoon." (12) Corbett's strategic
ideas (which stressed the strengths of the defense) would actually be
blamed by many traditionalists for the Royal Navy's "failure" at Jutland.
Afterward, Corbett would write the controversial official history of the
naval war.
Corbett was a brilliant if somewhat erratic thinker, and his work shows
a continual evolution making it difficult to summarize. He was not a Blue
Water theorist, however, and his work stressed the limitations as well
as the importance of naval power; it was the coordination between land
and naval strategy, rather than independent naval action, that most interested
him. Ultimately (by around 1910) it was Fisher's resistance to the creation
of an efficient naval staff and to interservice planning that alienated
him from the flamboyant first sea lord. (13) Corbett
rejected the idea, common in the Royal Navy after Copenhagen and Trafalgar,
of the invariable dominance of the offensive. This made him a controversial
figure in many naval circles, where it was felt that his analysis tended
to denigrate Nelson and the Nelsonian tradition. In a prefatory note to
his official history of naval operations in the Great War, the lords commissioner
of the admiralty disclaimed responsibility for its arguments: "Their Lordships
find that some of the principles advocated in this book, especially the
tendency to minimize the importance of seeking battle and of forcing it
to a conclusion, are directly in conflict with their views."
When dealing with an original and progressive mind like Corbett's, it
is often difficult to discern the impact of other thinkers. Nonetheless,
Corbett's work unmistakably bears a strong Clausewitzian stamp. Mahan
certainly perceived Corbett as a Clausewitzian: "Corbett relies mainly
on Clausewitz." (14) Donald Schurman suggests that
he was introduced to Clausewitz around 1906 by Captain (later Admiral)
Edmond Slade, director of the Royal Navy's war course and later director
of Naval Intelligence. (15) Corbett's lecture series
in the Naval War College's strategy course began with a talk on the need
for strategic theory; the second lecture was entitled "The System of Clausewitz";
and the fifth lecture was "Limited and Unlimited War."
(16)
These lectures provided a coherent analysis of naval history from the
Armada through the Spanish-American and Russo-Japanese wars. This analysis
was based almost entirely on Clausewitz's concepts of limited war, the
strengths of the defense, and war as a continuation of policy. Curiously,
despite his belief in the power of the defensive mode, Corbett rejected
the notion of convoys. Put into practice in World War One, this rejection
had disastrous results.
Corbett's seminal theoretical work, usually called the "Green Pamphlet"
(1906), contained many adaptations from On War in both its overall
military theory and the specifically naval arena. (17)
His next historical book, England in the Seven Years' War (1907),
certainly contained a strong measure of Clausewitz's thought.
(18)
In his most important work, Some Principles of Maritime Strategy
(1911), Corbett's theory reached its highest expression. It is very obvious
that this work was founded on that of Clausewitz and, to a much lesser
extent, Jomini. The limited and defensive war components were somewhat
toned down in response to the climate of opinion in the navy, but they
were still very much in evidence. Barry D. Hunt recently provided a most
perceptive analysis of Corbett's evolution of Clausewitzian themes, although
he was incorrect in seeing Corbett's reading of Clausewitz as unusual
for his generation. (19)
Although Corbett's views of the nature and uses of military theory and
his basic analysis of the nature of war echo Clausewitz, the most interesting
of his derivations from On War concern the dynamic relationship
of the offense and defense at sea and the concept of limited war, especially
as it applies to naval powers and to Great Britain in particular. Part
I of Some Principles is largely devoted to the concept of limited
war, which Corbett considered to be Britain's traditional way of war.
(20) Corbett's analysis is too complex to review here, but the very
fact that he considered defensive maritime strategy not only possible
but sometimes advisable even for Great Britain distinguishes him from
most naval writers, and his belief in the continuing possibility of less
than unlimited war among even the European powers marks him as nearly
unique in his period. Corbett's work on limited war theory would later
catch the attention of the American naval writer and military theorist
Bernard Brodie, who would contribute heavily to the post-Korean War renaissance
in Clausewitz studies. (21)
There is another figure whose connections to Corbett are tantalizing
to the historian of strategic ideas: Winston Spencer Churchill. Churchill
and Corbett moved in the same naval circles, of course. In The World
Crisis, Churchill referred to Mahan's book on sea power as "the standard
work" but to Corbett's as providing "the best accounts."
(22) During World War One, Reginald Brett, Lord Esher, wrote Maurice
Hankey that "all sorts of lessons, some of inestimable value, can be gleaned
from [Corbett's book]. No one, except perhaps Winston, who matters just
now, has ever read it." (23)
Unfortunately, while Churchill's interest in and familiarity with Corbett's
work are amply attested, (24) we have little more
than conjecture with which to determine just what piqued his curiousity
and what lessons he drew from it. Although there have been suggestions
that Churchill's strategy in World War Two drew heavily on Corbett's Clausewitz-inspired
ideas about war fought with limited resources, (25)
insofar as I have been able to discover, Churchill never committed any
relevant thoughts to paper.
Corbett was not without competitors even in Britain. Wilkinson, whose
interests had hitherto been almost exclusively connected with land warfare,
decided in the period between 1891 and 1894 to become an expert on naval
affairs as well. His mentor in this effort was Admiral Lord Charles Beresford,
Jackie Fisher's most virulent opponent, although his interest was probably
prompted by Dilke. (26) In 1894 he published a work
called Command of the Sea, and in 1895 published The Brain of
the Navy. (27)
In August 1909, when reviewing the Naval Prize essay of the previous
year, Wilkinson praised the essay but was scathing in his criticism of
the influence on it of Corbett's strategic thinking as expressed in his
work on the Seven Years' War:
Mr. Corbett and his disciple appear to me to have completely misunderstood
the meaning of the doctrine expounded by Clausewitz, whose fundamental
idea was that it is very dangerous to go into a war with the idea that
you will not have to fight, that once you are engaged in a fight there
is no safety short of knocking your opponent down, and that the most dangerous
mistake you can possibly make is to assume in advance without very substantial
reason that there is any limit to the risks you run.
He also denigrated Corbett's faith in the defensive form of war at sea,
basing his critique on Clausewitz's dualistic exposition on the dynamic
relationship of offense and defense. Unfortunately, Wilkinson was convinced,
Corbett's derivations from Clausewitz thoroughly dominated the Admiralty.
(28)
This conviction was probably misplaced. The prize essay was indeed almost
pure Corbett and Clausewitz, and it dealt at length with the issue of
limited war. In fact, all three winners drew on Corbett, but the top two
were primarily Mahanian and ignored Corbett's "Green Pamphlet." All three
also drew on Clausewitz but, in the case of second prize, only via Wilkinson's
own work. Three years later, Wilkinson was extremely critical of Corbett's
Some Principles of Maritime Strategy, feeling that he had misread
or misused Clausewitz's ideas. "I am unable to follow Mr. Julian Corbett,
whose instinct seems to lead him on paths of his own." The main thrust
of Wilkinson's critique was aimed at Corbett's limited war ideas and his
"desire to resuscitate this part of the theory of Clausewitz." Wilkinson,
citing Colin and Goltz, argued that the idea of war with a limited object
could no longer be pressed in regard to European wars. In particular,
Wilkinson wrote, "it would be suicidal for any Power to go to war with
Great Britain" without the intent of actually destroying her command of
the sea. That, he said (citing Maltzahn among others as evidence), was
exactly what Germany intended to do. Therefore, since "Clausewitz makes
it very clear that the condition of limited war is that it should be limited
on both sides," Corbett's theories had no relevance to the current situation
and certainly should not be taught to impressionable naval officers.
(29)
Corbett received a more balanced treatment from another reviewer, Major
(later Major-General) L.H.K. Pope-Hennessy, in the Edinburgh Review.
Pope-Hennessy, who had seen considerable combat in colonial campaigns
and would see more both in Europe and in Mesopotamia during the coming
Great War, also assessed Corbett's (and Mahan's) arguments by reference
to Clausewitz. (30) He took a much more positive
attitude toward Corbett's work as a whole but also took sharp issue with
him over the possibility of limited war.
These blunt denials of the concept of limited war so soon after it had
been amply demonstrated in the Spanish-American (and, arguably, the Russo-Japanese)
War can only be explained by the growing British fixation on war with
Germany. Obviously vexed, Corbett scrawled across his copy of this review,
"I have never suggested it applied to war with Germany."
(31)
Wilkinson and Pope-Hennessy made other points, but what is probably most
important for our purposes is to note that this sophisticated clash among
several of Britain's best known military writers, conducted in the pages
of the popular press, was carried on almost entirely in explicitly Clausewitzian
terms. Rather curiously, Wilkinson considered his own and Maltzahn's views,
both of them coming from overt and sophisticated Clausewitzians, to be
"substantially identical" with those of Mahan. (32)
The violence of Wilkinson's attack seems hard to explain on purely theoretical
grounds, although a personal animus would be out of character. Corbett's
association with Fisher may have been a factor. Wilkinson was frustrated
by Fisher's refusal to create an effective naval staff, a goal that his
Brain of the Navy made quite personal for him. He may not have
been aware of Corbett's unhappiness over the same issue. Wilkinson as
historian might have found Corbett's analysis to be of great interest,
but Wilkinson as Cassandra, intensely aware of Europe's accelerating slide
toward catastrophe and of Britain's unpreparedness for it, did not.
Wilkinson's work on naval power has led some modern writers to lump him
in with the Blue Water school of strategists. (33)
This is a misleading characterization of Wilkinson, who actually lost
his job at the Morning Post in part for failing to support what
he considered to be excessive naval appropriations bills. His editor complained
that Wilkinson was "not half strong enough" on the naval bills even after
"hours of talking to every evening." (34) The topic
does, however, lead us to one of the key strategic debates of the day,
in which Clausewitz's theories were used as ammunition.
It is impossible to draw a sharp line between the Blue Water theorists
and the army's soldiers, as some have done. Most military men seem to
have agreed that the navy was Britain's first line of defense, and there
were various shades of opinion regarding the relationship of British naval
power to such military problems as the defense of India, a continental
war against Germany, and the defense of Britain itself against invasion.
There was, however, an extreme school of Blue Water theorists. One of
its key ideas was that possession of an undefeated "fleet in being"--in
some versions even a defeated one--was an absolute bar to any overseas
invasion of its possessor because of the threat it would pose to any landing
operation. No nation could launch a seaborne invasion without itself first
achieving "command of the seas." Opponents of the naval extremists called
this the "dinghy theory," since the Blue Water types had allegedly argued
that "not even a dinghy" could break through the Royal Navy's cordon around
Britain and therefore that no large land forces would be required to defend
the home island. (Actually the argument was that no invasion force more
significant than a raid of five thousand to ten thousand men could be
put ashore.) In the extreme Blue Water view, mere possession of uninterrupted
sea-lanes from Britain to her vast colonial possessions--even those that,
like India and Canada, were menaced by strong land powers--guaranteed
them from hostile seizure.
Although he certainly saw Britain as primarily a naval power and the
navy as Britain's first line of defense, Wilkinson flatly rejected these
views. Repington's reactions to "the extravagant claims of Blue Water
fanatics" were much the same, and his critique of the Blue Water school
was couched in explicitly Clausewitzian terms:
The master error of the Blue Water extremists is their failure
to realize the predominant part played by chance in the passionate drama
of war. From the first moment of contact between belligerent forces Chance
reigns as the uncrowned King of War.... "There is no human affair," says
the greatest of German military writers, "which stands so constantly and
so generally in close connexion with chance as war...." So far as I understand
it, the Japanese disregarded both [Blue Water] theories at the outbreak
of their last war and were not a penny the worse. These theories are based
on the false assumption that belligerents are not prepared to take risks....
The absolute and the mathematical nowhere find any sure basis in the art
of war. To think that the whole secret of war is in the formula--superior
numbers at a given spot at a given time--is a restriction overruled by
the force of realities. All these ideas direct attention to material forces,
whereas all military action--as we have seen at Mukden and Tsu-shima--"is
penetrated by intelligent forces and their results." "Pity," says Clausewitz,
"pity the theory which sets itself up in opposition to the mind."
(35)
Corbett's belief in the power of the naval defense, however, which was
rooted in Clausewitz's analysis of attack and defense, did serve to support
the Blue Water view of the unlikelihood of a successful amphibious invasion
of Britain. When Repington launched an invasion scare in 1906-8, he postulated
a German "bolt from the blue" descent on an unsuspecting England. Corbett
gave his friend Captain Slade a memorandum analyzing the roles of the
army and navy in frustrating previous threats of invasion.
(36) Slade then delivered the critical arguments that led the government's
investigating committee to conclude that Repington's expressed fears were
without foundation--as indeed they were, having been put forward with
the principal purpose of gaining an increase in the army's budget. Thus
Corbett's argument, made from about 1906 on, may have helped cause the
army to focus on its continental rather than its home defense missions.
Neither Repington, a known reader of On War, nor Slade, who was
certainly familiar with Corbett's work, made any direct reference to Clausewitz
when testifying before the committee. It is worth noting, however, that
testimony by Wilkinson's correspondent Field-Marshal Lord Roberts and
by Lieutenant-Colonel Lord Lovat did include intelligent references to
Clausewitz. (37) Roberts clearly assumed that the
Committee of Imperial Defence knew who Clausewitz was.
Lord Roberts's discussion was particularly interesting. In the context
of a one-on-one war between Britain and Germany, Roberts found the threat
of a German seaborne invasion of the British Isles to be quite credible,
if not imminent. It had been pointed out as a fundamental problem with
the kind of surprise-invasion scenario that Repington had put forth that
such a "bolt from the blue" could occur only during a period with no obvious
political tension of the sort that customarily precedes wars. It would
thus be a war with no political cause, and hence unlikely. Roberts disputed
this interpretation:
There have been discussions on the question whether Germany,
or any other Power, could be so base as to attack us by surprise, but
these discussions, as a rule, confuse two totally different things, namely,
attacks without warning and attacks without cause. There
have been instances in Prussia's history when she has attacked an enemy
both without warning and without cause, but it is not necessary for our
argument that we should assume their recurrence. According to German teaching,
when a cause for war arises, it becomes the business of German statecraft
to provide that war breaks out in conditions most favourable to the success
of the national arms. The exact relations between policy and war were
defined in the clearest manner by the organ of the German Great General
Staff in a remarkable paper entitled "Politik und Kriegführung,"
(38) published before Moltke's death, and bearing the impress of his
style. The paper reached the conclusions I have stated, and they imply
that, when Germany finds a cause for war, she will not announce the fact
from the housetops, but will keep it to herself, and strike when her hour
comes.
As an example, Roberts mentioned Japan, "who is Germany's disciple in
these matters," and the course that led from the three-power intervention
against Japan in China in 1895 to the Russo-Japanese War of 1904/5.
I consider, Gentlemen,... that it is imperative upon Germany,
from the point of view of legitimate defence, to take the initiative and
strike the first blow in a war with us, because she thoroughly understands
that if we have the initiative, she might never be able to strike at all.
The Germans are, I understand, in possession of our plans for capturing
their maritime trade, and they know that this maritime trade will be destroyed,
and their merchants ruined without any compensating gain, if we are allowed
to strike first. The greater our naval strength in proportion to that
of Germany, and the greater the harm that we can do her, the greater becomes
her need of taking the initiative in war. This doctrine is preached by
Clausewitz in relation to strategy and to tactics in land warfare, and
it embodies the German theory, at least on this vital matter, a theory
with which I am in entire accord. We cannot safely assume that a virile
and a military nation of 60,000,000 people will suffer war at our hands
and not wage it. The converse must be true, and this Committee will judge
whether we or the Germans are most likely to seize that initiative which
appears to be indispensable for the success in arms for either.... Even
if the success of invasion cannot be mathematically demonstrated, is that
a reason why it should not be attempted? To this Clausewitz has replied
that "reasonable an operation will always be if we can do nothing better,
and if we employ such means as we possess to the best advantage." In war
the greater the risk the greater as a rule the advantage; and the fact
that the attempt is bold and even hazardous, may in large measure increase
its chances of success. (39)
Thus Clausewitz was an influence on major figures on both sides of this
important issue.
Other navalists were strongly influenced by Clausewitz. Wilkinson's friend
Charles Dilke saw British Admiral Colomb as an expositor of Clausewitz's
ideas (and Dilke was in a position to know), although it is hard to pinpoint
the influence of On War in Colomb's published works.
(40)
Dilke also identified the Times's naval
writer, James R. Thursfield (1840-1923), as a Clausewitzian. Thursfield
was the leading editorial writer for The Times after 1881. A journalist
by profession, he was also a naval historian and a popularizer of Mahan's
works. Thursfield was a great proponent of the "moral factor" in war.
He showed
how the moral factor in all cases and at every epoch dominates
and controls the material; how the "animus pugnandi," ... the desire to
get at the enemy in "anything that floats," transcends every other weapon
in a nation's armoury; how, if that spirit is present, all other difficulties
can be surmounted, and how without it the thickest armour, the biggest
all-shattering guns shrivel in battle to the measure of mere useless scrap
iron. (41)
In this emphasis, of course, Thursfield was rather overshooting On
War, and he was clearly a proponent of the "ideology of the offensive"
in naval terms. Although his definition of war as a conflict of wills
and as a continuation of state policy by other means was taken from Clausewitz,
he was unable to conceive of less than total war. In his view the subjection
of the enemy's will could not be achieved without the destruction of his
means of waging war:
Many commentators on war distinguishing, with Clausewitz,
between "limited" and "unlimited" war, would further insist that the forms
of war must vary with its object. I cannot follow this distinction....
The only limitation of your efforts that you can tolerate is that they
should involve the least expenditure of energy that may be necessary to
make your policy prevail. But that is a question of the economics of war;
it is not a question of "limited war" or of "war for a limited object."
Your sole purpose is to bend the enemy to your will.... The only sure
way of obtaining this object is to destroy his armed forces.
(42)
In naval as in military matters, then, the proponents of total war and
the ideology of the offensive were forced explicitly to break with Clausewitz.
NOTES to Chapter 11
1. For knowledge of Maltzahn's work I am indebted
to Professor Jon Sumida of the University of Maryland. Admiral von Maltzahn,
trans. W.H. Hancock, What Lesson has General von Clausewitz's Work,
"On War," for the Naval Officer? (Portsmouth: War College, November
1906), No.4 (Naval Library P806); originally Marine Rundschau,
June 1905. See also Curt Freiherr von Maltzahn, trans. John Combe Miller,
Naval Warfare (London/New York: Longmans, Green, and Company, 1908;
Leipsig, 1906). Maltzahn frequently cited Julian Corbett's historical
works.
2. Vice Admiral S.O. Makarov, Imperial Russian Navy,
Discussion of Questions in Naval Tactics, trans. Lieutenant [USN]
John B. Bernadou (Washington, DC: Office of Naval Intelligence, 1898;
reprinted Annapolis: United States Naval Institute, 1990). Compare Carl
von Clausewitz, Principles of War, trans. Hans W. Gatske (Harrisburg,
PA: Military Service Publishing Company, 1942), 13.
3. Naval War College Archives, RG8/UNT 1894.
4. Ronald Spector, Professors of War: The Naval
War College and the Development of the Naval Profession (Newport,
RI: Naval War College Press, 1977), 117.
5. Captain (USN) William Dillworth Puleston, Mahan:
The Life and Work of Captain Alfred Thayer Mahan, U.S.N. (New Haven:
Yale University Press, 1939), 295; Spector, Professors of War,
121. Robert Seager, ed., Alfred Thayer Mahan: The Man and his Letters
(Annapolis: US Naval Institute Press, 1978), 552, 683,n.11, is not sure
Mahan ever read Clausewitz; if so, he places it around 1910. Mahan may
nonetheless have known the broad outlines of On War earlier.
6. Mahan's copy has been lost; his marginal notes
were transcribed into a copy donated to the Naval War College by Puleston.
7. Alfred Thayer Mahan, Naval Strategy Compared
and Contrasted with the Principles and Practice of Military Operations
on Land: Lectures Delivered at the Naval War College, Newport, R.I., between
the Years 1887 and 1911 (Boston: Little, Brown, and Company, 1911),
contains two explicit references to Clausewitz: a footnote, p120, to Clausewitz's
sarcastic discussion of "keys to the country," (Book Six, Chapter 23,
of On War); p279, where Mahan refers to Clausewitz as "one of the
first of authorities," discusses Corbett citing On War on the relationship
of defense and offense. Mahan is comparing the naval and land aspects
of strategy, clearly discussing the Clausewitzian interpretation without
identifying it as such. See also his discussion of some naval warplans
in a letter to Raymond P. Rogers, 4 March 1911, in Alfred Thayer Mahan,
eds. Robert Seager II and Doris D. Maguire, Letters and Papers of Alfred
Thayer Mahan (Annapolis: Naval Institute Press, 1975), II, p389-394.]
Mahan also discusses "ends and means" at some length (esp. p5), in a manner
strongly reminiscent of Clausewitz.
8. See Puleston, 295; Spector, 121.
9. Julian S. Corbett, Drake and the Tudor Navy
(London: Longmans, Green and Company, 1898).
10. Donald M. Schurman, Julian S. Corbett, 1854-1922:
Historian of British Maritime Policy from Drake to Jellicoe (London:
Royal Historical Society, 1981), 36-37.
11. Barry D. Hunt, "The Strategic Thought of Sir
Julian S. Corbett," in John B. Hattendorf and Robert S. Jordan, eds.,
Maritime Strategy and the Balance of Power (New York: Macmillan,
1989), 112.
12. So suggests Eric J. Grove, "Introduction," Corbett,
Some Principles of Maritime Strategy (Annapolis: Naval Institute
Press, 1988; originally London: Longmans, Green and Company, 1911), xli.
13. Hunt, "Corbett," 112.
14. Mahan to John P. Merrell, 20 December 1908; Mahan
to Raymond P. Rogers, 4 March 1911, Mahan Papers. See also John
B. Hattendorf, "Sir Julian Corbett on the Significance of Naval History,"
American Neptune, v.XXXI, no.4, 1971.
15. Schurman, Corbett, 51.
16. Corbett's lectures are preserved in "Lectures
on Naval Strategy by Sir Julian Corbett," Corbett Papers, "Deed Box,"
MS 81/143 in Britain's National Maritime Museum.
17. Corbett's "Notes on Strategy" ("The Green Pamphlet")
is reproduced as an appendix to the 1988 edition of Some Principles,
307-345.
18. Julian S. Corbett, England in the Seven Years'
War (London: Longmans, Green and Company, 1907).
19. Hunt, "Strategic Thought of Sir Julian S. Corbett,"
esp. 124-125. See also Schurman, The Education of a Navy: The Development
of British Naval Strategic Thought, 1867-1914 (Chicago: University
of Chicago Press, 1965), 147-184.
20. William R. Hawkins, "The Man Who Invented Limited
War," Military History Quarterly, v.4, no.1 (Autumn 1991), 105-111,
believes that Corbett somehow "broke" with Clausewitz over this issue.
21. Bernard Brodie, Seapower in the Machine Age
(Princeton: Princeton University Press, 1941), cites a number of Corbett's
works, including Some Principles.
22. Churchill, The World Crisis (New York:
Scribner's, 1923), 93.
23. Ed. Oliver, Viscount Esher, Journals and Letters
of Reginald Esher, v.III (1938), cited in Arthur J. Marder, From
the Dreadnought to Scapa Flow, v.I (London: Oxford University Press,
1961), 404.
24. Donald Schurman, Education of a Navy,
190, makes a similar argument about Churchill.
25. Professor Raymond Callahan (University of Delaware),
presentation, "British Strategy in World War II," USMC Command and General
Staff College, 9 October 1992.
26. See letter, Wilkinson to Beresford, 9 October
1894, Wilkinson Papers, 13/21.
27. Spenser Wilkinson, The Command of the Sea
(Westminster: A. Constable, 1894); The Brain of the Navy (Westminster:
A. Constable, 1895).
28. Spenser Wilkinson, "Strategy
in the Navy," Morning Post, 3 August 1909, referring to Lieutenant
Fisher, RN, "The Command of the Sea: What is It?," Journal of the Royal
United Service Institution, v.LIII, n.377 (July 1909), 847-864, third
place winner of the Royal United Service Institution's essay contest.
29. Spenser Wilkinson, "Strategy at Sea," a review
of Corbett's Some Principles of Maritime Strategy, Morning Post,
19 February 1912; Wilkinson Papers, 13/54.
30. Anonymous,"Great Britain, Germany, and Limited
War," Edinburgh Review, April 1912, 485-514. L.H.R. (Ladislaus
Herbert Richard) Pope-Hennessy is identified as the author in that journal's
archives, University of Reading. See also Pope-Hennessy's "The British
Army and Modern Conceptions of War," April 1911, 321-346; "The Place of
Doctrine in War," January 1912, 1-30.
31. Corbett Papers, Box 5, cited in Grove, "Introduction,"
Some Principles, xlii.
32. See esp. Wilkinson, "Strategy at Sea."
33. E.g., John Gooch, Plans of War,
15.
34. Keith M. Wilson, "Spenser Wilkinson at Bay: Calling
the Tune at the Morning Post," Publishing History, v.19
(1986), 33-52.
35. Repington, Foundations of Reform, 1-12.
36. Corbett Papers, Box 6. Much of its argument appears
in Some Principles, Chapter IV, Part 1, "Defence against Invasion,"
233-261.
37. Simon Joseph Fraser, fourteenth Baron Lovat,
later Major-General, 1871-1933; Public Record Office, Cab. 16/3A, "Report
and Proceedings of a Sub-committee of Imperial Defense. Appointed by the
Prime Minister to Reconsider the Question of Overseas Attack, 22 October
1908." Lord Roberts's discussion of Clausewitz appears on pp. 3-4, Lord
Lovat's on p. 101. This material is Crown copyright and is reproduced
with the permission of the Controller of Her Majesty's Stationery Office.
38. Militär-Wochenblatt, March 28, 1883.
39. This argument appears several times in On
War (e.g., Book Six, Chapter 24; "Instruction for the Crown
Prince" [Graham/Maude v.III, 282-284]. On boldness as a part of military
genius, see Book Three, Chapter 6.
40. Wilkinson also speaks of Colomb (1831-1899) as
a Clausewitzian. Colomb's forecast of the next European war, The Great
War of 189-- (London: William Heinemann, 1893), was a collaboration
with F.N. Maude and J.F. Maurice.
41. Rear-Admiral Sir Charles Ottley's introduction
to James R. Thursfield, Naval Warfare (Cambridge: Cambridge University
Press, 1913), ix.
42. Thursfield, Naval Warfare, 1-5.
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